From Theory To Practice: Navigating the New Realities of Annex 1 in Sterile Pharmaceutical Manufacturing

by Alessio Rosati Sterility Assurance Advisor and Associate Partner @PQE Group

Introduction

The revision of the 2007 version of Annex 1 by the European Commission, which began with the first draft presented in 2017, marked a significant point for the pharmaceutical industry. Initiated upon the recommendation of the GMP/GDP Inspectors Working Group and the PIC/S Committee, which guide the manufacture of sterile medicinal products, this revision aimed to develop an updated regulatory framework to reflect the latest changes in both manufacturing practices and regulatory standards. The new version of Annex 1  (which came into effect in August 2023, was designed to provide clearer instructions for manufacturers , emphasizing the use of advanced tools and a deeper understanding of processes, as outlined in the ICH Q9 and Q10 guidelines. The revision also sought to align Annex 1 with other relevant GMP documents, ensuring consistency and removing uncertainties. 

Annex1 Sterile Manufacturing_Site Banner

EU Annex 1 Revision at a Glance 

The new revision of Annex 1, finalized in 2022, stems from an understanding within the European Union that the pharmaceutical manufacturing environment has evolved and hence regulation should reflect these advancements. These changes, which include the integration of modern Quality Risk Management (QRM) principles and an emphasis on the application of innovative tools and methodologies to enhance the sterility and safety of medicinal products, will significantly improve compliance and quality across the industry in EU member states.

With the new version of Annex 1, manufacturers are in a better position to handle the complexities of modern sterile product manufacturing, as the revision goes to great lengths to address more than just the surface by tackling both traditional and modern concerns such as contamination control and the integration of new technologies and materials into the production process. 

 

The Transition Window & Challenges Faced by Manufacturers 

The expansion of Annex 1 from a 16-page document to a comprehensive framework exceeding 50 pages has not altered its basic structure, as it still encompasses various key aspects of pharmaceutical manufacturing. These aspects include the Pharmaceutical Quality System (PQS), premises, equipment, utilities, personnel, production technologies, environmental and process monitoring, and quality control. Although comprehensive, the new and improved document posed challenges for manufacturers during the transition period (2022-2023). Manufacturers struggled to implement and come to terms with some of the new requirements in the absence of practical feedback from regulatory inspectors, leading to uncertainty around the inspectors' expectations. This uncertainty was particularly evident in one of the most critical and challenging updates of Annex 1, the Contamination Control Strategy (CCS). CCS is crucial for managing contamination in sterile medicinal product manufacturing, covering aspects such as raw materials, equipment, and process design.

According to the revised Annex 1, manufacturers must document the entire process, from raw materials to product distribution. However, pharmaceutical manufacturers encountered obstacles in complying with the guidelines, primarily due to unclear requirements and controls in the final draft and the complexity of implementing CCS, which necessitates a multidisciplinary approach. 

 

Revised Annex 1 and Barrier Technologies 

The 2022 revision of Annex 1 places a strong emphasis on the use of barrier technologies in the production of sterile products as a means of minimizing the risk of contamination. These advanced technologies help create a barrier between the sterile product and the external environment, including personnel, significantly reducing contamination risks. The use of barrier technologies, such as Restricted Access Barrier Systems (RABS) and isolators, is encouraged in this version of Annex 1, and the use of alternatives must be justified. The 50-plus page document marks a major shift toward a more risk-based approach, prioritizing advanced technologies and methodologies to ensure product sterility and patient safety. 

 

The PQE Group Approach Toward Annex 1 and Why it Succeed 

Since the publication of the final draft, PQE Group has played a crucial role in assisting our clients with the transition to the revised Annex 1. Our strategic and comprehensive methodology, deeply rooted in Quality Risk Management (QRM) principles, has been essential in guiding our valued clients through the complexities of sterile manufacturing under EU regulations. This approach has not only facilitated a smooth implementation of the revised standards in sterile manufacturing, particularly in intricate areas such as the Contamination Control Strategy (CCS), but has also placed our clients at the forefront of industry compliance and best practices. 

 

 

 

Any issue with sterile manufacturing?

PQE Group staff comprises experienced and skilled experts that can support you in the goal for compliance in every aspect of your aseptic manufacturing: sterility assurance strategies, quality compliance, microbial monitoring, cleanroom design and revamping, equipment qualification, critical system validation, analytical methods selection and validation, and many others.

Visit our Technical Qualification services page or contact us to find the most suitable solution for your company.